Canadian Securities Institute

Results: 42



#Item
31Financial regulation / Canadian law / Canadian securities regulation / Securities Commission / Regulation / International Organization of Securities Commissions / Hedge fund / Credit rating agency / Short / Financial economics / Finance / Economics

PAPERDOCS-#[removed]v3-Fraser_Institute_speech___Reforming_Canadian_Securities_Regulation__Risks_and_Opportuniti

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Source URL: www.securitiescanada.org

Language: English - Date: 2009-03-02 17:54:40
32Financial institutions / Institutional investors / Financial adviser / Insurance / Canadian Securities Institute / Canadian securities regulation / Economics / Money / Business / Economy of Canada / LLQP / Finance

CCIR Canadian C o u n ci l o f Insurance Regulators

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Source URL: www.ccir-ccrra.org

Language: English - Date: 2014-04-16 04:49:20
33Canadian law / Canadian securities regulation / Business / Regulatory compliance / Canadian Securities Institute / Financial regulation / Auditing / Corporate governance / Regulation S-K / United States securities law / United States corporate law / Financial economics

Policy Bulletin #0453-P - Proposed Consequential Amendments to MFDA Rules Resulting from National Instrument 31 – 103 Registration Requirements and Exemptions

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Source URL: www.mfda.ca

Language: English - Date: 2012-01-24 15:35:46
34Canadian securities regulation / Advocis / Conference for Advanced Life Underwriting / Lobbying / Economics / Business / Investment / Finance / Financial adviser

“Non Solis Nobis — Not for Ourselves Alone” Advocis®, The Institute® and APA® are trademarks of The Financial Advisors Association of Canada

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Source URL: www.advocis.ca

Language: English - Date: 2013-09-23 13:27:02
35Collective investment schemes / Professional certification in finance / Canadian Securities Course / Canadian Securities Institute / Institutional investors / Mutual fund / CSI: Crime Scene Investigation / Canadian securities regulation / CSI / Financial economics / Investment / Financial services

Schedule E - QUALIFICATION OF INDIVIDUALS

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Source URL: www.mfda.ca

Language: English - Date: 2012-01-05 11:55:32
36Securities / Canadian securities regulation / Canadian Securities Institute / Business / Professional certification in finance / Financial system / Canadian Investment Manager / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada

Education Notice Contact: Adrian Carter Director, Educational Services[removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2013-06-13 13:05:03
37Investment / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Money / Financial adviser / Canadian securities regulation / Canadian Securities Institute / Investment Advisor / Finance / Financial economics / Business

ENHANCING PROFICIENCY AND PROMOTING HIGH STANDARDS Improving proficiency standards is essential to enhancing professional standards within the industry and building investor confidence. IIROC-regulated retail investment

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Source URL: www.iiroc.ca

Language: English - Date: 2014-07-17 09:56:05
38Finance / Investment / Education / Financial adviser / Investment Industry Regulatory Organization of Canada / Canadian Securities Institute / LLQP / Patent attorney / Financial Industry Regulatory Authority / Self-regulatory organizations / Financial economics / Business

Administrative Notice Request for Comments Please distribute internally to: Corporate Finance Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-08-05 15:56:05
39Financial institutions / Institutional investors / Financial adviser / Insurance / Canadian Securities Institute / Canadian securities regulation / Economics / Money / Business / Economy of Canada / LLQP / Finance

CCIR Canadian C o u n ci l o f Insurance Regulators

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Source URL: www.ccir-ccrra.org

Language: English - Date: 2014-04-16 04:49:20
40Holland College / Canadian Securities Institute / Investment / I. M. Pei / Prince Edward Island / University of Prince Edward Island / Prince Edward Island Real Estate Association

The Finance/Insurance/Real Estate/Leasing Sector – 2012 Since 2006, this sector has grown rapidly on PEI. Number of people employed on PEI:

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Source URL: www.employmentjourney.com

Language: English - Date: 2012-02-15 12:22:21
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